Job Description
Join our elite compliance team at Global Financial Partners Inc. in the vibrant heart of Miami! We're seeking a highly motivated Senior Compliance Officer to drive regulatory excellence in our dynamic financial services environment. This premium role offers unparalleled career growth and industry-leading compensation.
As a key guardian of our institutional integrity, you'll shape compliance frameworks while navigating complex regulatory landscapes. Enjoy competitive benefits, flexible work arrangements, and the opportunity to impact global compliance standards from our prestigious Miami headquarters.
Responsibilities
- Develop and implement comprehensive compliance programs aligned with FINRA, SEC, and international regulations
- Lead enterprise-wide risk assessments and internal audits for financial operations
- Manage regulatory reporting requirements and ensure timely submission to federal authorities
- Design and deliver compliance training programs for 500+ employees across 12 states
- Collaborate with legal counsel on regulatory changes and enforcement actions
- Oversee AML/BSA monitoring systems and suspicious activity reporting protocols
- Chair quarterly compliance committees and present findings to executive leadership
Qualifications
- Bachelor's degree in Finance, Law, or related field; MBA/JD preferred
- 7+ years compliance experience in financial services or fintech
- Certified Compliance & Ethics Professional (CCEP) designation required
- Expert knowledge of Dodd-Frank Act, SEC Rule 15c3-3, and international AML frameworks
- Proven track record leading cross-functional compliance initiatives
- Advanced proficiency in compliance automation tools (e.g., Oracle GRC, Nasdaq Comply)
- Exceptional analytical skills with regulatory interpretation expertise