Job Description
Join Fort Worth Financial Solutions as a Compliance Officer and enjoy the unique benefit of weekly pay! We're seeking a detail-oriented professional to ensure regulatory adherence and mitigate risk in our dynamic financial services environment. This role offers competitive compensation, career advancement opportunities, and the stability of a leading Fort Worth institution.
Why Work With Us? Weekly paychecks, comprehensive benefits package, and a collaborative culture dedicated to excellence. Help shape our compliance framework while growing your career in one of Texas' fastest-growing cities.
Responsibilities
- Monitor regulatory changes and implement updated compliance protocols
- Conduct internal audits and risk assessments across financial operations
- Develop and maintain compliance documentation and training materials
- Collaborate with legal and business teams to address compliance gaps
- Prepare regulatory reports and ensure timely submissions to governing bodies
- Lead investigations into potential compliance violations
- Advise stakeholders on regulatory requirements and best practices
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Strong knowledge of FINRA, SEC, and state regulations
- Proficient in compliance software (e.g., ComplySci, Certent)
- Excellent analytical and problem-solving abilities
- Strong written and verbal communication skills
- Relevant certifications (CRCM, CAMS) preferred