Job Description
Join our award-winning financial services firm in Philadelphia as a Compliance Officer and enjoy the stability of weekly pay! We're seeking a detail-oriented professional to ensure regulatory adherence and ethical standards across our operations. This hybrid role offers competitive compensation, comprehensive benefits, and opportunities for growth in a dynamic industry. If you're passionate about safeguarding compliance frameworks while contributing to a forward-thinking team, apply today!
Responsibilities
- Monitor and interpret evolving federal/state regulations (SEC, FINRA, CFPB)
- Conduct internal audits and risk assessments quarterly
- Develop/update compliance policies and training materials
- Investigate potential violations and prepare remediation reports
- Collaborate with legal and executive teams on compliance strategies
- Manage AML/KYC program execution and reporting
Qualifications
- Bachelor's degree in Finance, Law, or related field
- 3+ years compliance/regulatory experience in finance
- Certification (CRCM, CAMS, or CCEP) preferred
- Expert knowledge of FINRA/SEC regulations
- Advanced analytical and problem-solving skills
- Proficiency in compliance software (e.g., Actimize, NICE Actimize)