Job Description
Join our dynamic team as a Compliance Officer in Kansas City, MO! We're urgently seeking a detail-oriented professional to ensure regulatory adherence and mitigate risks in the financial services sector. Enjoy competitive compensation, comprehensive benefits, and the opportunity to make a significant impact in a growing organization.
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, OCC) to implement updated compliance protocols
- Conduct internal audits and risk assessments across business units
- Develop and maintain compliance policies/procedures with stakeholder collaboration
- Investigate potential violations and recommend corrective actions
- Train staff on compliance requirements and ethical standards
- Prepare regulatory reports and disclosures for senior leadership
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years compliance experience in financial services
- Relevant certifications (CRCM, CAMS, CCEP) strongly preferred
- Deep knowledge of federal/state banking regulations
- Exceptional analytical and problem-solving abilities
- Proficient with compliance software (e.g., Fenergo, MetricStream)