Job Description
Join our dynamic team in Laredo, TX as a Compliance Officer and become a guardian of regulatory excellence. In this pivotal role, you'll ensure our operations align with federal, state, and industry standards while driving ethical business practices. We offer a collaborative environment where your expertise will directly impact organizational integrity and growth. Enjoy competitive compensation, comprehensive benefits, and opportunities for professional advancement in a rapidly expanding financial services firm.
Responsibilities
- Monitor and implement compliance policies for AML, KYC, and FINRA regulations
- Conduct internal audits and risk assessments across banking operations
- Develop training programs to ensure staff adherence to compliance protocols
- Investigate regulatory violations and recommend corrective actions
- Collaborate with legal and executive teams on compliance strategy
- Prepare detailed reports for regulatory bodies and senior management
- Stay updated on evolving financial regulations (e.g., Dodd-Frank, CFPB)
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years of compliance experience in financial services
- Relevant certifications (e.g., CRCM, CAMS, CCEP)
- Proficiency with compliance software (e.g., ComplyAdvantage, Nasdaq TradeLog)
- Strong analytical and problem-solving abilities
- Excellent written and verbal communication skills in English/Spanish
- Knowledge of cross-border banking regulations
- Ability to manage multiple deadlines in a fast-paced environment