Job Description
Join our dynamic team as a Compliance Officer at Northwest Financial Group, where integrity meets innovation. We're seeking a detail-oriented professional to safeguard our operations and ensure adherence to regulatory frameworks in the fast-evolving financial services landscape. This full-time direct hire role offers competitive compensation, comprehensive benefits, and the opportunity to shape compliance strategy for a leading Pacific Northwest institution.
Responsibilities
- Monitor and interpret federal, state, and local regulations impacting financial operations
- Develop, implement, and maintain compliance policies and procedures
- Conduct risk assessments and internal audits across business units
- Collaborate with legal, audit, and leadership teams on compliance initiatives
- Prepare regulatory reports and respond to examiner inquiries
- Train staff on compliance requirements and ethical standards
- Stay current on regulatory changes and industry best practices
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 5+ years of compliance experience in financial services
- Deep knowledge of FINRA, SEC, and Oregon state regulations
- Strong analytical and problem-solving abilities
- Excellent written and verbal communication skills
- Certification (CRCM, CAMS, or CCEP) preferred
- Proficiency with compliance management software
- Experience with AML/BSA and risk assessment frameworks