Job Description
Join Global Financial Partners' elite compliance team in Philadelphia and shape regulatory excellence at a top-tier financial institution. We're seeking a seasoned Senior Compliance Officer to navigate complex regulatory landscapes while driving ethical business practices. Enjoy competitive compensation, comprehensive benefits, and career advancement in one of America's most vibrant financial hubs. Your expertise will directly influence our risk management framework and regulatory strategy.
Responsibilities
- Develop and implement compliance programs aligned with SEC, FINRA, and federal regulations
- Conduct risk assessments and internal audits for financial products and services
- Advise senior leadership on regulatory changes and compliance implications
- Lead investigations into potential compliance violations and remediation efforts
- Train staff on compliance policies and regulatory requirements
- Collaborate with legal and business units on compliance initiatives
- Monitor industry trends to ensure proactive compliance adaptation
Qualifications
- Bachelor's degree in Finance, Law, or related field (MBA/JD preferred)
- 7+ years compliance experience in financial services
- SEC/FINRA Series 7, 24, and 63 licenses required
- Deep expertise in AML, KYC, and anti-fraud regulations
- Strong analytical skills with regulatory interpretation experience
- Proven track record in developing compliance frameworks
- Excellent communication and stakeholder management abilities