Job Description
Join Pittsburgh Financial Solutions as our next Compliance Officer and receive all necessary equipment to excel in this critical role! We provide industry-standard technology, ergonomic workstations, and comprehensive training resources to ensure your success. As a key member of our risk management team, you'll safeguard regulatory compliance while enjoying a supportive environment with top-tier tools at your disposal.
Responsibilities
- Monitor regulatory changes and implement compliance policies across all operations
- Conduct internal audits and risk assessments with provided audit software
- Develop training programs using our digital learning management system
- Investigate violations and recommend corrective actions
- Prepare compliance reports for senior management and regulatory bodies
- Collaborate with legal and operations teams using our integrated communication tools
- Ensure adherence to FINRA, SEC, and state regulations
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Proficiency with compliance software (provided by company)
- Strong knowledge of FINRA/SEC regulations
- Certified Regulatory Compliance Manager (CRCM) preferred
- Excellent analytical and report writing skills
- Ability to work independently with provided remote work tools
- Strong attention to detail and documentation abilities