Job Description
Join our dynamic compliance team as a Remote Compliance Officer based in Albuquerque, NM! We're seeking a detail-oriented professional to ensure regulatory adherence across financial operations while supporting our mission of ethical business practices. This fully remote position offers flexible hours and a competitive benefits package. You'll collaborate with cross-functional teams to develop compliance frameworks, conduct risk assessments, and maintain regulatory documentation. Perfect for candidates with 3+ years of compliance experience who thrive in autonomous environments.
Responsibilities
- Develop and implement internal compliance policies aligned with FINRA, SEC, and state regulations
- Conduct periodic audits of financial transactions and reporting procedures
- Investigate potential compliance violations and recommend corrective actions
- Stay updated on regulatory changes through continuous education and industry research
- Train staff on compliance protocols and ethical standards
- Prepare detailed compliance reports for executive stakeholders
- Coordinate with external auditors and regulatory authorities
Qualifications
- Bachelor's degree in Finance, Business Administration, or related field
- 3+ years of compliance experience in financial services
- Strong knowledge of federal/state regulations (e.g., AML, BSA, Dodd-Frank)
- Certification (CRCM, CAMS, or CCEP) preferred
- Exceptional analytical and problem-solving skills
- Proficiency with compliance software (e.g., RSA Archer, OnBase)
- Ability to work independently with minimal supervision
- Excellent written and verbal communication abilities