Job Description
Join our dynamic team as a Compliance Officer with flexible scheduling options! We're seeking a detail-oriented professional to ensure regulatory adherence while maintaining work-life balance. This hybrid role offers 25-30 hours/week with adjustable hours to suit your needs. You'll safeguard our organization against financial risks while advancing your career in one of America's most vibrant cities.
Responsibilities
- Monitor and enforce compliance with federal/state regulations (SEC, FINRA, AML)
- Conduct risk assessments and internal audits quarterly
- Develop/update compliance policies and procedures documentation
- Train staff on regulatory changes and best practices
- Investigate potential violations and prepare remediation reports
- Collaborate with legal counsel on compliance strategy
- Maintain accurate compliance records and reporting
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance/regulatory experience
- Certification (CCEP, CRCM, CAMS) preferred
- Strong knowledge of financial regulations
- Exceptional analytical and problem-solving skills
- Proficiency in compliance software (e.g., Compliance.ai)
- Ability to work independently with flexible hours
- Excellent written/verbal communication abilities