Job Description
Join our dynamic team as a Compliance Officer in Baton Rouge, LA! You'll safeguard our organization's integrity by ensuring adherence to financial regulations, mitigating risks, and driving ethical practices. Enjoy competitive compensation, comprehensive benefits, and opportunities for professional growth in a forward-thinking environment.
Responsibilities
- Monitor regulatory changes and implement compliance policies across all departments
- Conduct internal audits to identify and address compliance gaps
- Develop training programs for staff on regulatory requirements
- Investigate and resolve compliance violations with corrective action plans
- Collaborate with legal and executive teams on compliance strategy
- Prepare reports for regulatory bodies and senior leadership
Qualifications
- Bachelor's degree in Finance, Business, or Law required
- 3+ years of compliance/regulatory experience
- Strong knowledge of federal/state financial regulations
- Certified Compliance & Ethics Professional (CCEP) preferred
- Advanced analytical and problem-solving abilities
- Excellent written/verbal communication skills