Job Description
Join our dynamic team as a Compliance Officer in sunny San Diego! We're seeking a detail-oriented professional to ensure regulatory adherence and operational excellence. Enjoy competitive pay with weekly payouts, comprehensive benefits, and a collaborative work environment. If you thrive in high-stakes financial settings and value work-life balance, this is your next career move.
Why You'll Love Working With Us:
- Weekly paychecks for financial flexibility
- Hybrid work schedule (3 days in office)
- Professional development stipend
- Health, dental, and vision insurance
- 401(k) with employer match
Responsibilities
- Monitor regulatory changes (FINRA, SEC, CFPB) and implement compliance protocols
- Conduct internal audits and risk assessments across financial operations
- Develop and maintain compliance documentation and training programs
- Investigate potential violations and recommend corrective actions
- Collaborate with legal and executive teams on compliance strategy
- Prepare regulatory reports and disclosures for state/federal agencies
- Lead compliance initiatives for new product launches
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 5+ years compliance experience in financial services
- Active CCEP or CRCM certification
- Expert knowledge of CA financial regulations
- Strong analytical and investigative skills
- Proficiency with compliance software (e.g., Compliance.ai, Diligent)
- Exceptional written communication for reporting
- Ability to manage competing priorities in fast-paced environments