Job Description
Join our dynamic compliance team at Global Financial Solutions Inc. in the heart of New Orleans! We're seeking a detail-oriented Compliance Officer to ensure regulatory adherence and mitigate risks in our fast-paced financial services environment. This role offers competitive compensation, comprehensive benefits, and the opportunity to make a significant impact in our organization's compliance framework. Apply today to become part of our award-winning team!
Responsibilities
- Develop, implement, and maintain compliance programs aligned with federal regulations (FINRA, SEC, FFIEC)
- Conduct regular internal audits and risk assessments to identify compliance gaps
- Monitor regulatory changes and update policies/procedures accordingly
- Train employees on compliance requirements and ethical standards
- Investigate and resolve compliance violations with corrective action plans
- Prepare detailed compliance reports for executive leadership and regulatory bodies
- Collaborate with legal, operations, and audit teams to ensure cohesive compliance strategy
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years of compliance experience in financial services
- Strong knowledge of banking regulations (BSA/AML, Reg Z, Reg E)
- Professional certifications (CRCM, CAMS, or CCEP) highly desirable
- Exceptional analytical and problem-solving skills
- Proficiency with compliance software (e.g., MetricStream, RSA Archer)
- Excellent written and verbal communication skills
- Ability to thrive in a deadline-driven, regulated environment