Job Description
Join our dynamic compliance team in the heart of San Francisco's fintech district! We're seeking an experienced Compliance Officer to immediately join our mission-driven organization. This urgent opening offers a unique opportunity to shape regulatory frameworks while working with cutting-edge financial technology. Enjoy competitive compensation, comprehensive benefits, and the chance to make an immediate impact in a fast-paced environment.
Responsibilities
- Develop, implement, and monitor compliance programs to adhere to federal/state regulations
- Conduct risk assessments and internal audits for financial transactions
- Prepare detailed compliance reports for executive stakeholders and regulatory bodies
- Train staff on regulatory updates and compliance protocols
- Collaborate with legal teams on regulatory changes and policy adjustments
- Investigate potential compliance breaches and recommend corrective actions
- Stay current with evolving financial regulations (e.g., FinCEN, OCC, SEC)
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 5+ years compliance experience in financial services or fintech
- Strong knowledge of federal/state banking regulations (BANK SEC, CFPB)
- Proven experience with compliance software (e.g., RSA Archer, MetricStream)
- Excellent analytical and problem-solving abilities
- Relevant certifications (CRCM, CAMS, CCEP) highly valued
- Ability to thrive in fast-paced, deadline-driven environments