Job Description
Join our dynamic financial services team in Reno as a Compliance Officer. You'll be instrumental in safeguarding our operations by ensuring adherence to federal and state regulations. This pivotal role combines analytical rigor with strategic problem-solving to maintain regulatory excellence. We offer a collaborative environment where your expertise directly impacts organizational integrity and growth.
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, NMLS) to update compliance policies
- Conduct internal audits and risk assessments across financial products
- Develop and implement compliance training programs for 100+ staff
- Manage AML/BSA investigations and SAR reporting processes
- Act as primary liaison with state and federal regulators
- Lead remediation efforts for audit findings and regulatory inquiries
- Maintain compliance documentation and reporting systems
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 5+ years compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) or CCEP designation
- Deep knowledge of Nevada state banking regulations
- Advanced proficiency in compliance software (e.g., Ad Hoc, Wolters Kluwer)
- Exceptional analytical and investigative skills
- Proven track record in regulatory reporting and audit management
- Strong written and verbal communication abilities