Job Description
Join our dynamic compliance team at Global Financial Solutions Inc. and become a guardian of regulatory excellence in Omaha's thriving financial sector. We seek a meticulous Compliance Officer to design, implement, and monitor robust compliance frameworks ensuring adherence to federal regulations (FINRA, SEC, CFPB) and internal policies. This pivotal role offers hybrid flexibility and the opportunity to shape compliance culture within a rapidly growing institution.
Responsibilities
- Develop, implement, and maintain comprehensive compliance programs and policies aligned with industry regulations
- Conduct regular risk assessments and internal audits to identify compliance vulnerabilities
- Monitor regulatory changes and update compliance procedures proactively
- Provide expert guidance to business units on regulatory requirements and ethical standards
- Investigate potential compliance violations and recommend corrective actions
- Prepare detailed compliance reports for senior management and regulatory bodies
- Train employees on compliance policies and regulatory obligations
- Collaborate with legal and audit teams to ensure consistent compliance practices
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 5+ years of compliance experience in financial services or regulated industry
- Deep knowledge of FINRA, SEC, and federal banking regulations
- Strong analytical skills with attention to detail and accuracy
- Excellent written and verbal communication skills for reporting and training
- Experience with compliance management software (e.g., OnBase, Diligence)
- Professional certification (CRCM, CAMS, or CCEP) highly desirable
- Ability to manage multiple priorities in a fast-paced environment