Job Description
Join our dynamic compliance team at Global Financial Solutions Inc. and make a real impact in the financial services industry. We're seeking a detail-oriented Compliance Officer to ensure regulatory adherence while driving our mission forward. Enjoy weekly pay, competitive benefits, and a collaborative work environment in the heart of Minneapolis. This role offers unparalleled growth opportunities in a rapidly evolving compliance landscape.
Responsibilities
- Monitor regulatory changes and implement updated compliance protocols
- Conduct internal audits and risk assessments across financial operations
- Develop and maintain compliance documentation and training programs
- Collaborate with legal and business teams on regulatory filings
- Investigate potential compliance breaches and recommend corrective actions
- Stay current with FINRA, SEC, and state regulatory requirements
- Report compliance metrics to senior leadership quarterly
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance experience in financial services
- Strong knowledge of regulatory frameworks (Dodd-Frank, SOX, AML)
- Excellent analytical and problem-solving abilities
- Certified Compliance & Ethics Professional (CCEP) preferred
- Proficiency in compliance software and data analysis tools
- Exceptional written and verbal communication skills