Job Description
Join our dynamic team as an Immediate Hire Compliance Officer in Jacksonville, FL! Global Financial Services Inc. is seeking a detail-oriented professional to ensure regulatory adherence and mitigate risks in the financial services sector. This critical role offers rapid onboarding and the opportunity to shape our compliance framework while making an immediate impact. Enjoy competitive compensation, comprehensive benefits, and a collaborative work environment in Jacksonville's thriving business district.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal regulations (FINRA, SEC, OCC)
- Conduct thorough internal audits and risk assessments across financial operations
- Prepare detailed compliance reports for executive leadership and regulatory bodies
- Train staff on regulatory changes and compliance best practices
- Investigate potential violations and recommend corrective actions
- Collaborate with legal and risk management teams on compliance initiatives
- Stay updated on evolving regulatory landscapes and industry standards
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years of compliance experience in financial services
- FINRA Series 63/65/66 certifications required
- Strong knowledge of AML, BSA, and Dodd-Frank regulations
- Exceptional analytical and problem-solving abilities
- Proficiency in compliance software (e.g., Compliance.ai, OnBase)
- Excellent written/verbal communication skills
- Ability to prioritize tasks in fast-paced environment