Job Description
Join our award-winning compliance team in sunny San Diego! We're seeking a detail-oriented Compliance Officer to ensure regulatory adherence while enjoying unprecedented flexibility in your work schedule. This hybrid role combines remote work options with collaborative in-office sessions, allowing you to achieve work-life balance without compromising career growth. You'll safeguard our organization's integrity while making a tangible impact in the dynamic San Diego business landscape.
Why Choose Us?
- Premium benefits package including health/dental/vision
- Professional development stipend
- Modern downtown office with panoramic bay views
- Flexible scheduling with core hours (10 AM - 3 PM)
- Collaborative culture focused on innovation
Responsibilities
- Develop and implement comprehensive compliance programs aligned with federal/state regulations
- Conduct risk assessments and internal audits across business operations
- Investigate and resolve compliance violations with thorough documentation
- Train staff on regulatory requirements and ethical standards
- Prepare detailed compliance reports for executive stakeholders
- Stay updated on evolving regulations (FINRA, SEC, CCPA)
- Collaborate with legal and finance teams on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance/regulatory experience
- Strong knowledge of financial services regulations
- Excellent written and verbal communication skills
- Proficiency with compliance software (e.g., MetricStream, RSA Archer)
- Ability to work independently with minimal supervision
- Relevant certification (CRCM, CAMS, CCEP) preferred
- Flexibility to attend occasional early/late meetings