Job Description
Join our dynamic team as a Compliance Officer at Global Compliance Partners LLC, where integrity meets innovation. We're seeking a detail-driven professional to safeguard regulatory compliance across financial operations in Detroit's thriving business landscape. Enjoy competitive benefits, professional development, and the opportunity to shape compliance excellence in a forward-thinking organization.
Responsibilities
- Monitor and interpret federal, state, and industry regulations (FINRA, SEC, OCC)
- Develop/implement compliance policies and procedures for financial products
- Conduct internal audits and risk assessments quarterly
- Train staff on regulatory requirements and ethical standards
- Investigate potential violations and recommend corrective actions
- Prepare comprehensive compliance reports for executive leadership
- Collaborate with legal and audit teams on regulatory changes
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years compliance experience in financial services
- Active CCEP or CRCM certification required
- Proficient with compliance software (e.g., ComplySci, MetricStream)
- Strong analytical and investigative skills
- Excellent written/verbal communication abilities
- Knowledge of AML, BSA, and Dodd-Frank regulations