Job Description
Join our dynamic team as a Part-Time Compliance Officer at Financial Integrity Partners, where we champion ethical financial practices in Greensboro's thriving business community. This role offers the flexibility of part-time hours while making a significant impact on regulatory adherence and risk management. You'll work closely with senior leadership to ensure our operations meet stringent industry standards, fostering trust with clients and regulators alike. Our collaborative environment values innovation and integrity, providing unparalleled growth opportunities in compliance.
Responsibilities
- Monitor and interpret regulatory changes to update compliance policies and procedures
- Conduct internal audits and risk assessments across financial operations
- Develop and deliver compliance training programs for staff at all levels
- Investigate potential violations and recommend corrective actions
- Maintain accurate documentation of compliance activities and findings
- Collaborate with legal and audit teams to address regulatory inquiries
Qualifications
- Bachelor's degree in Finance, Business, or related field (or equivalent experience)
- 3+ years of compliance/regulatory experience in financial services
- Strong knowledge of FINRA, SEC, and federal banking regulations
- Excellent analytical skills with attention to detail
- Effective communication and presentation abilities
- Proficiency in compliance management software (e.g., ComplianceEase)
- Certification (CRCM, CAMS, or CCEP) preferred