Job Description
Join our dynamic compliance team in Los Angeles and make an immediate impact! We're seeking a detail-oriented Compliance Officer to start tomorrow and drive regulatory excellence across our financial services operations. This is your chance to join an award-winning firm offering rapid career progression and comprehensive benefits.
Why Apply Today? Our onboarding process is designed for speed, with interviews scheduled within 24 hours and immediate start dates available. Enjoy competitive compensation, flexible work arrangements, and opportunities to specialize in fintech or regulatory innovation.
Responsibilities
- Develop and implement compliance programs aligned with federal/state regulations (Dodd-Frank, CCPA, FINRA)
- Conduct risk assessments and internal audits for financial transactions
- Train staff on compliance protocols and regulatory updates
- Investigate and resolve compliance violations with corrective action plans
- Liaise with regulatory bodies during examinations and inquiries
- Monitor industry trends and emerging regulations affecting business operations
- Maintain compliance documentation and reporting systems
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 3+ years compliance experience in financial services or fintech
- Certifications (CRCM, CAMS, or CCEP) strongly preferred
- Expert knowledge of California financial regulations
- Advanced data analysis skills with Excel and SQL
- Exceptional written/verbal communication skills
- Ability to start immediately and work under tight deadlines