Job Description
Join our dynamic compliance team at Global Financial Services Inc., a leading financial institution in New York City. We're seeking a meticulous Compliance Officer to ensure adherence to regulatory standards while receiving premium equipment including laptop, mobile device, and specialized compliance software. This role offers hybrid work arrangements and comprehensive benefits including health insurance, retirement plans, and professional development stipends. Our commitment to employee success includes state-of-the-art tools and ongoing training to support your career growth in the evolving regulatory landscape.
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, NYDFS) to update compliance policies and procedures
- Conduct internal audits and risk assessments across financial operations
- Develop and deliver compliance training programs to all staff levels
- Investigate potential compliance breaches and recommend corrective actions
- Prepare regulatory reports and maintain documentation for audit purposes
- Collaborate with legal, risk, and business teams to implement compliance controls
- Stay current with industry trends through continuous education and certifications
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 5+ years of compliance experience in financial services or regulated industry
- Strong knowledge of federal and state financial regulations (BSA/AML, Dodd-Frank)
- Relevant certifications (CRCM, CAMS, CCEP) highly desirable
- Exceptional analytical and problem-solving abilities
- Advanced proficiency in compliance software and data analysis tools
- Excellent written/verbal communication skills with stakeholder management experience
- Ability to manage multiple priorities in a fast-paced environment