Job Description
Join our dynamic team as a Compliance Officer in Anaheim, CA! We're seeking a detail-oriented professional to ensure regulatory adherence, mitigate risks, and drive ethical practices across our organization. This direct hire opportunity offers competitive compensation and the chance to make a significant impact in a growing industry.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal/state regulations (e.g., Dodd-Frank, SOX)
- Conduct risk assessments and internal audits to identify compliance gaps
- Prepare detailed regulatory reports and documentation for stakeholders
- Train staff on compliance policies and ethical standards
- Collaborate with legal and executive teams on compliance initiatives
- Stay updated on regulatory changes and industry best practices
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance/regulatory experience
- Strong knowledge of financial regulations and risk management
- Certifications (e.g., CCEP, CRCM) preferred
- Exceptional analytical and problem-solving skills
- Proficiency with compliance software and MS Office
- Excellent written/verbal communication abilities