Job Description
Join our dynamic team as a Compliance Officer in Indianapolis, IN! We're urgently seeking a detail-oriented professional to ensure regulatory adherence and mitigate risks across our financial operations. This is a high-impact role offering competitive compensation, comprehensive benefits, and growth opportunities within a forward-thinking organization.
As a key member of our compliance department, you'll collaborate with cross-functional teams to develop robust frameworks, conduct thorough audits, and maintain regulatory standards. If you're passionate about ethical business practices and want to make a tangible impact, apply today!
Responsibilities
- Monitor and interpret regulatory changes (e.g., FINRA, SEC, AML) to ensure organizational compliance
- Develop, implement, and update compliance policies and procedures
- Conduct internal audits and risk assessments with detailed reporting
- Train employees on compliance requirements and ethical standards
- Investigate potential violations and recommend corrective actions
- Liaise with regulatory bodies and legal counsel
- Prepare compliance documentation for audits and inspections
- Stay current on industry trends and emerging regulations
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years of compliance experience in financial services
- Strong knowledge of federal/state regulations (e.g., Dodd-Frank, BSA/AML)
- Certification (CRCM, CAMS, or CCEP) preferred
- Exceptional analytical and problem-solving skills
- Proficient with compliance software and MS Office Suite
- Ability to communicate complex concepts clearly to all levels
- Proven track record of risk mitigation and process improvement