Job Description
Join our dynamic compliance team at Global Financial Services Inc. as a Compliance Officer in Newark, NJ. We provide state-of-the-art equipment including ergonomic workstations, dual-monitor setups, and specialized compliance software to ensure your success. This role is critical to maintaining regulatory adherence, mitigating risks, and fostering an ethical corporate culture in the financial services sector. Enjoy competitive benefits, professional development opportunities, and a collaborative work environment dedicated to excellence.
Responsibilities
- Monitor regulatory changes (FINRA, SEC, AML) and implement compliance protocols
- Conduct internal audits and risk assessments across all departments
- Develop and maintain compliance policies/procedures with legal counsel
- Train staff on regulatory requirements and ethical practices
- Investigate potential violations and recommend corrective actions
- Prepare regulatory reports and documentation for state/federal agencies
- Collaborate with external auditors during examinations
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 5+ years compliance experience in financial services
- Certifications (CRCM, CAMS, CCEP) strongly preferred
- Deep knowledge of federal/state banking regulations
- Advanced proficiency in compliance software (e.g., MetricStream, RSA Archer)
- Exceptional analytical and investigative skills
- Strong written/verbal communication abilities