Job Description
Join our award-winning compliance team at Global Innovations Inc., a leader in financial technology solutions. We're seeking a remote-friendly Compliance Officer to safeguard our operations and regulatory integrity while working from the vibrant Kansas City metro area. This hybrid role offers flexibility with 2-3 office days/month at our downtown KC headquarters. You'll be pivotal in navigating evolving compliance landscapes while supporting our mission to deliver secure, ethical financial services.
Responsibilities
- Develop and implement compliance programs aligned with federal regulations (FinCEN, OCC, SEC) and state-specific requirements
- Conduct risk assessments and internal audits to identify compliance gaps across digital platforms
- Monitor regulatory changes and advise leadership on impact to operations and strategy
- Train staff on compliance protocols, AML procedures, and data privacy standards (GDPR/CCPA)
- Investigate potential violations and prepare detailed reports for regulatory bodies
- Collaborate with legal, IT, and product teams to embed compliance into product lifecycles
- Manage compliance documentation and reporting for audit readiness
Qualifications
- Bachelor's degree in Finance, Business Administration, Law, or related field (Master's preferred)
- 5+ years of compliance experience in financial services or fintech
- Certified Compliance & Ethics Professional (CCEP) or equivalent designation
- Expertise in AML/KYC procedures and regulatory reporting requirements
- Strong analytical skills with ability to interpret complex regulations
- Experience with compliance automation tools (e.g., RSA Archer, LogicGate)
- Proven ability to work independently in remote/hybrid environments
- Excellent written/verbal communication and stakeholder management skills