Job Description
Join our dynamic team as a Senior Compliance Officer in Virginia Beach! We're urgently seeking a detail-oriented professional to ensure regulatory adherence and drive ethical standards across our financial services operations. This high-impact role offers competitive compensation, comprehensive benefits, and the chance to make a real difference in our compliance framework.
Coastal Compliance Solutions is a leader in risk management services, committed to fostering a culture of integrity and innovation. As we expand our Virginia Beach operations, we need exceptional talent to join us immediately.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal/state regulations (FINRA, SEC, AML)
- Conduct risk assessments and internal audits for financial products and services
- Investigate potential compliance violations and recommend corrective actions
- Prepare detailed compliance reports for executive leadership and regulatory bodies
- Train staff on compliance policies and regulatory updates
- Collaborate with legal, audit, and operations departments on compliance initiatives
- Stay current with industry regulations through continuous research and professional development
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years of compliance experience in financial services or regulated industry
- Relevant certifications (CRCM, CAMS, CCEP) strongly preferred
- Deep knowledge of FINRA, SEC, and Virginia state regulations
- Exceptional analytical and problem-solving abilities
- Strong written/verbal communication and presentation skills
- Proficiency with compliance management software (e.g., MetricStream, ComplianceEase)
- Ability to thrive in fast-paced, deadline-driven environments