Job Description
Are you a detail-oriented professional ready to make an impact?
Reno Financial Group is urgently hiring a dedicated Compliance Officer to join our dynamic team. In this pivotal role, you will ensure our organization operates within legal frameworks, mitigating risk and fostering a culture of integrity.
We offer a competitive salary, comprehensive benefits, and a collaborative environment in the heart of Reno, NV.
Responsibilities
- Conduct thorough internal audits to ensure adherence to federal, state, and local regulations.
- Monitor and interpret changes in compliance laws, including AML (Anti-Money Laundering) and KYC (Know Your Customer) requirements.
- Develop and update internal policies and procedures to reflect current legal standards.
- Prepare detailed compliance reports for management and regulatory bodies.
- Train staff on compliance protocols and ethical business practices.
- Investigate discrepancies and recommend corrective actions to senior leadership.
Qualifications
- Education: Bachelor’s degree in Finance, Law, Business Administration, or a related field.
- Experience: 3+ years of experience in compliance, auditing, or regulatory affairs.
- Technical Skills: Proficiency in compliance management software (e.g., Accellion, COMPLY365) and MS Office Suite.
- Knowledge: Deep understanding of financial regulations and industry-specific standards.
- Soft Skills: Exceptional attention to detail, strong analytical abilities, and excellent communication skills.
- Certifications: CAMS or CCEP certification is highly preferred.