Job Description
Join our dynamic team as a Compliance Officer in Las Vegas and become a guardian of regulatory excellence! We're urgently seeking a detail-oriented professional to ensure our operations adhere to federal, state, and industry regulations. If you thrive in high-stakes environments and possess a passion for risk mitigation, this is your moment to shine. Apply today and make an immediate impact!
Responsibilities
- Monitor and implement compliance policies across all business units
- Conduct internal audits to identify and mitigate regulatory risks
- Stay updated on FINRA, SEC, and Nevada-specific regulatory changes
- Prepare detailed compliance reports for executive stakeholders
- Train staff on AML, BSA, and anti-fraud protocols
- Collaborate with legal teams during regulatory examinations
- Develop corrective action plans for compliance gaps
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 5+ years compliance experience in financial services
- Active CRCM or CAMS certification required
- Proficiency with compliance software (e.g., ComplySci, OnBase)
- Expert knowledge of federal gaming regulations
- Exceptional analytical and problem-solving skills
- Proven ability to manage regulatory examinations
- Strong written/verbal communication abilities