Job Description
Join our award-winning compliance team in Lubbock, TX! Regulatory Assurance Partners is urgently seeking a detail-driven Compliance Officer to safeguard our operations against regulatory risks. This critical role offers competitive compensation, comprehensive benefits, and the opportunity to shape our compliance framework in a thriving Texas market.
As a key member of our risk management division, you'll ensure adherence to federal regulations (SOX, HIPAA, Dodd-Frank) while implementing innovative compliance solutions. We provide industry-leading training, career advancement paths, and a collaborative culture where your expertise drives organizational success.
Immediate start available - apply today to join our mission of ethical excellence!
Responsibilities
- Develop, implement, and monitor comprehensive compliance programs across all departments
- Conduct risk assessments and internal audits to identify regulatory vulnerabilities
- Prepare detailed compliance reports for executive leadership and regulatory bodies
- Deliver engaging compliance training to 500+ employees annually
- Stay current on evolving regulations (SEC, FINRA, state-specific requirements)
- Investigate and resolve compliance violations with corrective action plans
- Collaborate with legal team on policy development and regulatory changes
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 5+ years compliance experience in financial services or healthcare
- CCEP, CCEP-I, or CAMS certification required
- Advanced knowledge of Texas state regulations and federal frameworks
- Proficient in compliance software (e.g., MetricStream, RSA Archer)
- Exceptional analytical skills with attention to detail
- Strong written/verbal communication with stakeholder management experience