Job Description
Launch your compliance career with Coastal Risk Management Group! We're seeking a detail-oriented Compliance Officer to join our Corpus Christi team – no prior experience required. We provide comprehensive training and mentorship to help you thrive in this vital role.
As our Compliance Officer, you'll safeguard our organization's integrity by ensuring adherence to federal, state, and industry regulations. You'll collaborate with cross-functional teams to implement compliance frameworks, conduct risk assessments, and maintain regulatory documentation. This is your opportunity to build expertise while making a tangible impact on our operations.
What We Offer:
- Industry-leading compliance training program
- Career advancement opportunities
- Comprehensive benefits package
- Supportive team environment
If you're a quick learner with strong ethics and attention to detail, apply today to start your journey in compliance!
Responsibilities
- Monitor and ensure adherence to regulatory requirements (FINRA, SEC, etc.)
- Assist in developing and implementing compliance policies and procedures
- Conduct routine audits and risk assessments of business operations
- Maintain accurate compliance documentation and reporting
- Stay updated on regulatory changes and communicate updates to stakeholders
- Collaborate with departments to resolve compliance issues
- Support investigations and remediation of compliance violations
Qualifications
- High school diploma or equivalent (bachelor's degree preferred)
- Strong attention to detail and organizational skills
- Excellent written and verbal communication abilities
- Basic computer proficiency (Microsoft Office Suite)
- Ability to learn complex regulations quickly
- Integrity and commitment to ethical standards
- No prior compliance experience required – training provided