Job Description
Join our dynamic team as a Compliance Officer in Philadelphia, PA. We are urgently seeking a dedicated professional to ensure our company adheres to regulatory requirements and industry standards. This is a full-time position offering a competitive salary and benefits package. Apply today to be considered for this urgent opening.
Responsibilities
- Monitor and ensure compliance with federal, state, and local regulations.
- Develop and implement compliance policies and procedures.
- Conduct regular audits and risk assessments to identify compliance gaps.
- Provide training to staff on compliance requirements.
- Investigate and resolve compliance issues and incidents.
- Stay updated on regulatory changes and advise the organization accordingly.
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field.
- Minimum of 3 years of experience in compliance or a related role.
- Knowledge of financial regulations (e.g., FINRA, SEC, etc.).
- Strong analytical and problem-solving skills.
- Excellent communication and interpersonal skills.
- Certification such as CRCM, CCEP, or CCRM is a plus.