Job Description
Join our dynamic team in St. Louis as a Compliance Officer and start your career tomorrow! We're seeking a detail-oriented professional to ensure regulatory adherence and mitigate financial risks. This is your opportunity to make an immediate impact in a thriving financial services environment.
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, OCC) to update compliance frameworks
- Conduct internal audits and risk assessments across business units
- Develop and implement compliance policies/procedures
- Train staff on regulatory requirements and ethical practices
- Manage regulatory reporting and documentation processes
- Investigate compliance violations and recommend corrective actions
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance/risk management experience
- FINRA Series 63/65/66 certifications preferred
- Strong knowledge of financial regulations and AML/BSA requirements
- Exceptional analytical and problem-solving skills
- Proficiency in compliance software (e.g., Compliance.ai, OnGuard)