Job Description
Join our dynamic compliance team in Virginia Beach and play a pivotal role in ensuring regulatory excellence. Coastal Compliance Solutions Inc. is urgently seeking a meticulous Compliance Officer to navigate complex regulatory landscapes and safeguard organizational integrity. This high-impact position offers immediate start for qualified candidates who thrive in fast-paced environments. Enjoy competitive compensation, comprehensive benefits, and the opportunity to shape compliance frameworks within a forward-thinking organization. Don't miss this urgent opportunity to advance your career in one of Virginia's most vibrant coastal cities.
Responsibilities
- Develop, implement, and maintain comprehensive compliance programs aligned with federal/state regulations (FINRA, SEC, etc.)
- Conduct regular risk assessments and internal audits to identify compliance gaps
- Provide expert guidance to departments on regulatory requirements and best practices
- Investigate and resolve compliance violations with thorough documentation
- Prepare detailed reports for executive leadership and regulatory bodies
- Stay updated on evolving compliance legislation through continuous research
- Train staff on compliance policies and procedures
- Collaborate with legal counsel on complex regulatory matters
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 5+ years of compliance experience in financial services or regulated industries
- Strong knowledge of FINRA, SEC, and Virginia state regulations
- Certified Compliance & Ethics Professional (CCEP) designation required
- Exceptional analytical and problem-solving abilities
- Proficiency with compliance software (e.g., MetricStream, ComplianceEase)
- Excellent written/verbal communication skills
- Ability to thrive under tight deadlines and high-pressure situations