Job Description
Join our award-winning compliance team as a Part-Time Compliance Officer in Dallas, TX. This dynamic role offers flexible hours while ensuring adherence to federal regulations, industry standards, and internal policies. You'll be pivotal in safeguarding our organization's integrity through proactive risk assessment and meticulous documentation. Perfect for detail-oriented professionals seeking impactful part-time work in a thriving metropolitan environment.
Responsibilities
- Monitor and interpret regulatory changes (Dodd-Frank, SOX, AML) affecting financial operations
- Conduct internal audits and compliance assessments across departments
- Develop/update compliance policies and training materials
- Investigate potential violations and prepare remediation reports
- Collaborate with legal counsel on regulatory inquiries
- Maintain accurate compliance documentation and audit trails
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance/regulatory experience in financial services
- Certified Compliance & Ethics Professional (CCEP) preferred
- Advanced knowledge of federal/state compliance frameworks
- Exceptional analytical and investigative skills
- Proficiency in compliance software (e.g., MetricStream, RSA Archer)