Job Description
Join our dynamic compliance team in Baltimore and enjoy the financial stability of weekly pay! We're seeking a detail-oriented Compliance Officer to ensure regulatory adherence and mitigate risks in the financial services sector. This role offers competitive compensation, comprehensive benefits, and the unique advantage of receiving your salary every week instead of bi-weekly. If you're passionate about maintaining ethical standards and want to advance your career in a supportive environment, apply today!
Responsibilities
- Monitor regulatory changes and implement compliance policies
- Conduct internal audits and risk assessments
- Prepare compliance reports for senior management
- Train staff on regulatory requirements and best practices
- Investigate potential compliance violations
- Collaborate with legal and audit teams
- Ensure adherence to FINRA, SEC, and federal regulations
- Maintain accurate compliance documentation
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Strong knowledge of FINRA/SEC regulations
- Excellent analytical and problem-solving skills
- Ability to interpret complex regulatory frameworks
- Proficiency in compliance software (e.g., ComplianceEase)
- Strong written and verbal communication skills
- Relevant certifications (e.g., CRCM, CAMS) preferred