Job Description
Join our dynamic compliance team at Global Financial Services Corp, a leading Wall Street institution. We're urgently seeking a detail-oriented Compliance Officer to navigate complex regulatory landscapes and safeguard our operations in the fast-paced New York financial sector. This critical role offers competitive compensation, comprehensive benefits, and unparalleled career growth in one of the world's most vibrant cities.
Why Join Us?
- Industry-leading compensation package with performance bonuses
- Opportunity to shape compliance frameworks for global marketsCollaborative culture with continuous learning opportunitiesHybrid work model with Manhattan office presence
Responsibilities
- Monitor regulatory changes (SEC, FINRA, NYDFS) and implement compliance protocols
- Conduct risk assessments and internal audits across trading platforms
- Develop and deliver compliance training programs to 500+ employees
- Investigate potential violations and recommend corrective actions
- Collaborate with legal, audit, and business units on compliance initiatives
- Prepare regulatory reports and maintain compliance documentation
- Lead AML/BSA program enhancements for institutional clients
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 5+ years compliance experience in financial services
- FINRA Series 24/26 or NYDFS DFS-L-14 certification
- Expertise in Dodd-Frank, SOX, and AML regulations
- Advanced proficiency in compliance monitoring tools (e.g., Nascom, Actimize)
- Strong analytical skills with attention to detail
- Ability to thrive in high-pressure, deadline-driven environments