Job Description
Join our dynamic compliance team at Global Financial Services Inc. in Indianapolis! We're urgently seeking a detail-oriented Compliance Officer to ensure regulatory adherence and mitigate risks in our fast-paced financial services environment. This critical role offers competitive compensation, comprehensive benefits, and immediate start opportunities. Help us maintain industry-leading standards while advancing your career in one of America's most vibrant cities.
Responsibilities
- Monitor and interpret federal/state regulations (FINRA, SEC, FFIEC) for banking/financial services
- Conduct internal audits and risk assessments across departments
- Develop/implement compliance policies and procedures
- Train staff on regulatory requirements and ethical standards
- Investigate potential compliance violations and recommend corrective actions
- Prepare detailed compliance reports for senior management and regulators
- Collaborate with legal team on regulatory changes and enforcement matters
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years compliance experience in financial services
- Knowledge of banking regulations (BSA, AML, Reg E/Z)
- Strong analytical and problem-solving skills
- Excellent written/verbal communication abilities
- Certified Regulatory Compliance Manager (CRCM) preferred
- Proficiency with compliance software (e.g., Fiserv, NICE Actimize)
- Ability to manage multiple deadlines in high-pressure situations