Job Description
Join our dynamic compliance team at Global Financial Services Inc. and make an immediate impact in protecting our organization's integrity. We're seeking a detail-oriented Compliance Officer to navigate complex regulatory landscapes and implement robust compliance frameworks in a fast-paced financial services environment.
As a key member of our risk management division, you'll work directly with executive leadership to ensure adherence to federal regulations (SEC, FINRA, CFPB), develop internal controls, and conduct risk assessments. This urgent opening offers competitive compensation, comprehensive benefits, and opportunities for professional growth in Minneapolis's thriving financial district.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with regulatory requirements
- Conduct internal audits and investigations to identify compliance risks
- Prepare detailed compliance reports for executive stakeholders and regulatory bodies
- Train staff on compliance policies and regulatory updates
- Collaborate with legal and audit teams to address compliance gaps
- Stay current on evolving financial regulations (Dodd-Frank, AML, GDPR)
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 5+ years of compliance experience in financial services
- Relevant certifications (CRCM, CCEP, CAMS) preferred
- Strong knowledge of federal financial regulations
- Exceptional analytical and problem-solving skills
- Experience with compliance management software (e.g., MetricStream, RSA Archer)