Job Description
Join our dynamic team as a Compliance Officer in Cincinnati, OH! We're urgently seeking a detail-oriented professional to ensure regulatory adherence and mitigate risks. Enjoy competitive compensation, comprehensive benefits, and career growth opportunities in a thriving financial hub.
Responsibilities
- Monitor and implement regulatory compliance policies (SOX, FINRA, SEC)
- Conduct internal audits and risk assessments
- Develop compliance training programs for staff
- Investigate potential violations and recommend corrective actions
- Stay updated on regulatory changes and industry trends
- Collaborate with legal and audit teams
- Prepare compliance reports for senior management
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance/regulatory experience
- Certified Regulatory Compliance Manager (CRCM) preferred
- Strong analytical and problem-solving skills
- Proficiency in compliance management software
- Excellent written/verbal communication
- Ability to handle confidential information