Job Description
Join our dynamic compliance team in Lubbock, TX as a Compliance Officer with flexible scheduling options. We're seeking a detail-oriented professional to ensure regulatory adherence while maintaining work-life balance. Enjoy remote-friendly arrangements and adjustable hours to suit your lifestyle. This role offers competitive compensation, comprehensive benefits, and growth opportunities in a supportive environment. Help us maintain ethical standards while advancing your career in the financial services sector.
Responsibilities
- Monitor regulatory changes and implement compliance procedures across financial operations
- Conduct internal audits and risk assessments to identify compliance gaps
- Develop and maintain compliance documentation and training programs
- Collaborate with departments to ensure adherence to federal and state regulations
- Investigate potential violations and recommend corrective actions
- Prepare compliance reports for senior leadership and regulatory bodies
- Stay current on industry best practices and emerging compliance trends
Qualifications
- Bachelor's degree in Finance, Business, or related field (or equivalent experience)
- 3+ years of compliance/regulatory experience in financial services
- Strong knowledge of FINRA, SEC, and Texas state regulations
- Excellent analytical and problem-solving abilities
- Proficiency with compliance software (e.g., OnBase, ComplianceEase)
- Strong written and verbal communication skills
- Ability to work independently with minimal supervision
- Relevant certifications (CRCM, CAMS) preferred