Job Description
Join Louisville's premier wealth management firm as a Senior Financial Advisor and transform your career in finance. We're seeking driven professionals to build high-net-worth portfolios for discerning clients in the Kentucky region. Enjoy uncapped earning potential, comprehensive benefits, and access to cutting-edge financial technology. Our collaborative environment supports advisors in achieving 6-figure incomes while making a tangible impact on clients' financial futures.
Responsibilities
- Develop personalized financial strategies for HNW clients (min. $500k AUM)
- Drive new client acquisition through targeted networking and referrals
- Manage investment portfolios across equities, bonds, and alternative assets
- Conduct comprehensive financial planning including retirement and estate solutions
- Utilize CRM platforms to track client relationships and business development
- Maintain FINRA Series 7/66 certifications and ongoing compliance education
- Mentor junior advisors to expand team capabilities
Qualifications
- 5+ years experience in financial services or wealth management
- FINRA Series 7 & 66/63/65 licenses (active in good standing)
- Certified Financial Planner (CFP) or CFA designation preferred
- Proven track record of $3M+ AUM management
- Exceptional communication and presentation skills
- Bachelor's degree in Finance, Economics, or related field
- Strong understanding of KYC/AML regulations
- Experience with portfolio management software (e.g., Salesforce Wealth Management)