Job Description
Join our dynamic compliance team in Raleigh, NC and become a guardian of regulatory excellence at one of the nation's premier financial institutions. As a Senior Compliance Officer, you'll shape our risk management framework while enjoying competitive compensation and career advancement opportunities. Our commitment to innovation and ethical leadership creates an environment where compliance professionals thrive.
We offer comprehensive benefits including flexible work arrangements, professional development stipends, and a wellness program designed for high performers. Located in the heart of Raleigh's bustling business district, our modern office provides an inspiring workspace with panoramic city views.
Responsibilities
- Develop, implement, and monitor compliance programs adhering to federal regulations (Dodd-Frank, AML, BSA) and state-specific requirements
- Conduct risk assessments and internal audits to identify compliance gaps and recommend corrective actions
- Collaborate with legal, operations, and audit teams to ensure consistent regulatory interpretation
- Prepare regulatory filings and manage examinations from FINRA, SEC, and state banking authorities
- Lead training initiatives for staff on compliance policies and regulatory changes
- Stay current with evolving financial regulations through continuous research and industry networking
Qualifications
- Bachelor's degree in Finance, Business Administration, or related field; advanced degree preferred
- 7+ years of compliance experience in financial services with 3+ years in leadership roles
- Professional certifications (CRCM, CAMS, CCEP) strongly preferred
- Deep knowledge of banking regulations, anti-money laundering protocols, and consumer protection laws
- Exceptional analytical skills with experience in risk management frameworks
- Strong written and verbal communication skills with ability to train diverse audiences
- Proven track record of successful regulatory examinations and filings