Job Description
Join our dynamic compliance team at Apex Financial Group, a leading fintech innovator in Los Angeles. We're seeking a detail-oriented Senior Compliance Officer to ensure regulatory adherence across our digital banking operations. This remote-friendly role offers the flexibility to work from anywhere while making a significant impact in our rapidly growing organization. You'll collaborate with cross-functional teams to develop robust compliance frameworks and drive continuous improvement in our risk management practices.
Responsibilities
- Monitor and interpret federal/state regulations (e.g., BSA, AML, Dodd-Frank) and implement compliance procedures
- Conduct risk assessments and internal audits for financial products and services
- Develop and deliver compliance training programs for 200+ employees
- Manage regulatory reporting requirements and respond to examiner inquiries
- Coordinate with legal team on policy updates and regulatory changes
- Lead investigations of compliance breaches and recommend corrective actions
Qualifications
- Bachelor's degree in Finance, Law, or related field (MBA/JD preferred)
- 5+ years compliance experience in financial services or fintech
- Certified Regulatory Compliance Manager (CRCM) or similar certification
- Expert knowledge of federal/state banking regulations
- Advanced proficiency in compliance software (e.g., ComplyAdvantage, Thomson Reuters
- Strong analytical skills with attention to detail
- Excellent written/verbal communication abilities