Job Description
Join our dynamic team at El Paso Financial Group as a Compliance Officer and become a guardian of ethical business practices. You'll play a pivotal role in ensuring our organization adheres to federal, state, and industry regulations while fostering a culture of integrity. We offer competitive compensation, comprehensive benefits, and opportunities for professional growth in one of Texas's most vibrant communities.
Responsibilities
- Monitor and interpret regulatory changes impacting financial services operations
- Develop, implement, and maintain compliance policies and procedures
- Conduct internal audits and risk assessments across all departments
- Train employees on compliance protocols and ethical standards
- Investigate potential violations and recommend corrective actions
- Prepare detailed compliance reports for executive leadership
- Collaborate with legal counsel on regulatory matters
- Ensure adherence to AML, BSA, and FINRA regulations
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Strong knowledge of federal/state regulations (e.g., Dodd-Frank, FINRA)
- Excellent analytical and problem-solving abilities
- Professional certification (CRCM, CAMS, or CCEP) preferred
- Proficiency in compliance management software
- Exceptional written and verbal communication skills
- Bilingual English/Spanish highly desirable