Job Description
Join our dynamic compliance team at Global Financial Solutions Inc. and play a pivotal role in safeguarding our organization's regulatory integrity. We're seeking a detail-oriented Senior Compliance Officer to develop and implement robust compliance frameworks in the fast-paced financial services sector. Enjoy competitive compensation, comprehensive benefits, and opportunities for professional growth in our Jersey City headquarters.
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, AML) to ensure organizational compliance
- Conduct risk assessments and internal audits of business processes
- Develop and deliver compliance training programs for 200+ employees
- Investigate and resolve compliance violations with actionable remediation plans
- Prepare regulatory reports and maintain documentation for audit trails
- Collaborate with legal, risk, and operations teams on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 5+ years of compliance experience in financial services
- FINRA Series 63/65/66 licenses or equivalent regulatory certifications
- Expert knowledge of AML, KYC, and anti-fraud regulations
- Advanced proficiency in compliance software (e.g., Thomson Reuters, Smarsh)
- Strong analytical skills with attention to detail
- Excellent written/verbal communication and presentation abilities