Job Description
Join our dynamic compliance team at Global Financial Solutions Inc. in Arlington, TX! We're seeking a meticulous Senior Compliance Officer to safeguard regulatory integrity while driving innovation in financial services. Enjoy competitive benefits, hybrid work flexibility, and career advancement opportunities in a thriving metropolitan area.
Responsibilities
- Develop and implement robust compliance frameworks aligned with federal/state regulations
- Conduct risk assessments and internal audits for financial products/services
- Lead regulatory reporting to SEC, FINRA, and other governing bodies
- Mentor junior compliance staff and coordinate cross-departmental training
- Manage compliance documentation and audit trail maintenance
- Stay current on evolving financial regulations (e.g., Dodd-Frank, AML)
- Collaborate with legal and executive teams on compliance strategy
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 5+ years compliance experience in financial services
- FINRA Series 63/65 or 26 licenses required
- Advanced knowledge of federal/state banking regulations
- Strong analytical skills with attention to detail
- Experience with compliance software (e.g., ComplianceEase, Wolters Kluwer)
- Excellent communication and presentation skills
- Certified Regulatory Compliance Manager (CRCM) certification preferred