Job Description
Join our dynamic compliance team in Scottsdale, AZ and become a guardian of regulatory excellence. We're seeking a meticulous Compliance Officer to design and implement robust compliance frameworks within our fast-growing fintech company. This role offers hybrid work flexibility and competitive benefits including health insurance, 401(k) matching, and professional development stipends.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal (FinCEN, SEC, CFPB) and state regulations
- Conduct regular risk assessments and internal audits to identify compliance gaps
- Prepare detailed compliance reports for executive leadership and regulatory bodies
- Train employees on regulatory requirements and ethical standards
- Investigate potential violations and recommend corrective actions
- Stay updated on evolving financial regulations (AML, KYC, GDPR)
- Collaborate with legal and audit teams to ensure cohesive compliance strategy
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 5+ years of compliance experience in financial services or fintech
- Certification (CRCM, CAMS, or CCEP) strongly preferred
- Deep knowledge of banking regulations and anti-money laundering frameworks
- Exceptional analytical and problem-solving abilities
- Strong written and verbal communication skills
- Proficiency with compliance management software (e.g., ComplySci, MetricStream)