Job Description
Join our elite compliance team at Global Financial Solutions Inc., where we're redefining financial integrity in the heart of Columbus, OH. As a Senior Compliance Officer, you'll safeguard our operations against regulatory risks while driving innovation in compliance frameworks. We offer a dynamic environment where your expertise directly impacts our mission to uphold the highest standards of ethical conduct and regulatory adherence. With competitive compensation, comprehensive benefits, and opportunities for professional growth, this role is your gateway to leadership in the compliance landscape.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal (FINRA, SEC, OCC) and state regulations
- Conduct risk assessments and internal audits to identify compliance gaps and mitigation strategies
- Lead regulatory reporting initiatives for AML, BSA, and anti-fraud protocols
- Train staff on compliance policies and regulatory updates through targeted workshops
- Collaborate with legal and executive teams to ensure policy alignment with industry best practices
- Manage vendor compliance assessments and third-party risk evaluations
- Investigate and resolve compliance violations with corrective action plans
Qualifications
- Bachelor's degree in Finance, Business, or Law; advanced degree preferred
- 5+ years of compliance experience in financial services or regulated industries
- Strong expertise in FINRA, SEC, and Ohio state regulatory requirements
- Professional certifications (CRCM, CAMS, CCEP) highly valued
- Proven track record in developing compliance frameworks and risk mitigation strategies
- Exceptional analytical skills with proficiency in compliance software (e.g., RSA Archer, LogicGate)
- Excellent communication skills for training and stakeholder collaboration